Join the PubAffairs Network

Established in January 2002, PubAffairs is the premier network and leading resource for the public affairs, government relations, policy and communications industry.

The PubAffairs network numbers over 4,000 members and is free to join. PubAffairs operates a general e-Newsletter, as well as a number of other specific group e-Newsletters which are also available to join by completing our registration form.

The PubAffairs e-Newsletters are used to keep members informed about upcoming PubAffairs events and networking opportunities, job vacancies, public affairs news, training courses, stakeholder events, publications, discount offers and other pieces of useful information related to the public affairs and communications industry.

Join the Network

A fantastic opportunity has arisen for a Regulatory Development Manager with a wealth and investment manager. Your role will be the first line of defense for identifying emerging regulatory developments.

As a member of our central compliance team (and reporting directly to our Deputy Head of Compliance); your role will be to ensure we operate an effective process for regulatory development tracking and assessment; and taking an active role in the production and delivery of a group wide policy framework including the drafting and implementation of policies e.g. personal account dealing, gifts and hospitality, conflicts of interest.

Key to this role will be your ability to conduct Initial assessments on regulatory developments to determine whether or not they will affect the UK businesses; produce high-level, tailored written summaries of regulatory developments to the businesses; documenting the initial impact assessment and sharing these with the relevant Advisory Compliance teams and other business areas as necessary; and co-ordinate and assist with the implementation of group-wide regulatory changes

You will also become involved with assisting with complex FCA/PRA approved person applications and some financial promotion sign offs that sit with central compliance’s remit.

Successful candidates are likely to demonstrate the following:

  • Proven experience in a role involving assessing and implementing regulatory developments in a financial services environment and managing these to implementation: e.g. DFM, Asset management, IFA, broking, Life and Pensions (or a combination);
  • Extensive experience of creating, maintaining and implementing compliance policies and procedures;
  • Conversant with the FCA Rules and associated guidance, EU Directives/Regulations affecting the financial services industry; SIMF/SMCR knowledge desirable;
  • Familiarity with 2 or more areas from approved person applications, gifts and hospitality, financial promotions and PAD.

To Apply

Please apply by way of CV to Kas Rothwell by clicking on the Apply button below, quoting reference ‘603/17/PubAffairs’. Processes are ongoing, and appointments will be made as soon as suitable candidates are identified and interviewed. You are encouraged to get in touch ASAP.

Your application will be reviewed by Michael Page. Please be aware we receive a high volume of applications for every role advertised from candidates who exceed the job credentials. We will only contact you within the next 14 days if you are selected for interview.

Where specific UK qualifications are required we will take into account overseas equivalents.

Michael Page is a world leading recruitment consultancy.

Apply online

  • Fill out the short form below and upload your CV.

Closing date

The closing date for applications for this post is 11:59pm on Thursday 25th January 2018